Brushaber v. Union Pacific Railroad Co., 240 U.S. 1, 36 S.Ct. 236 (1916)
Supreme Court of the United States
FRANK R. BRUSHABER, Appt.,
v.
UNION PACIFIC RAILROAD COMPANY.
No. 140.
Argued October 14 and 15, 1915.
Decided January 24, 1916.
APPEAL from the District Court of the United
States for the Southern District of New York to review a decree dismissing the
bill in a suit by a stockholder to restrain the corporation from voluntarily
complying with the Federal income tax. Affirmed.
The facts are stated in the opinion.
Mr. Chief Justice White delivered the
opinion of the court:
As a stockholder of the Union Pacific
Railroad Company, the appellant filed his bill to enjoin the corporation from
complying with the income tax provisions of the tariff act of October 3, 1913
(§ II., chap. 16, 38 Stat. at L. 166). Because of constitutional questions duly
arising the case is here on direct appeal from a decree sustaining a motion to
dismiss because no ground for relief was stated.
The right to prevent the corporation from
returning and paying the tax was based upon many averments as to the repugnancy
of the statute to the Constitution of the United States, of the peculiar
relation of the corporation to the stockholders, and their particular interests
resulting from many of the administrative provisions of the assailed act, of
the confusion, wrong, and multiplicity of suits and the absence of all means of
redress which would result if the corporation paid the tax and complied with
the act in other respects without protest, as it was alleged it was its
intention to do. To put out of the way a question of jurisdiction we at once
say that in view of these averments and the ruling in Pollock v. Farmers' Loan
& T. Co. 157 U. S. 429, 39 L. ed. 759, 15 Sup. Ct. Rep. 673, sustaining the
right of a stockholder to sue to restrain a corporation under proper averments
from voluntarily paying a tax charged to be unconstitutional on the ground that
to permit such a suit did not violate the prohibitions of § 3224, Revised
Statutes (Comp. Stat. 1913, § 5947), against enjoining the enforcement of
taxes, we are of opinion that the contention here made that there was no
jurisdiction of the cause, since to entertain it would violate the provisions
of the Revised Statutes referred to, is without merit. Before coming to dispose
of the case on the merits, however, we observe that the defendant corporation
having called the attention of the government to the pendency of the cause and
the nature of the controversy and its unwillingness to voluntarily refuse to
comply with the act assailed, the United States, as amicus curiae, has at bar
been heard both orally and by brief for the purpose of sustaining the decree.
Aside from averments as to citizenship and
residence, recitals as to the provisions of the statute, and statements as to
the business of the corporation, contained in the first ten paragraphs of the
bill, advanced to sustain jurisdiction, the bill alleged twenty-one constitutional objections
specified in that number of paragraphs or subdivisions. As all the grounds
assert a violation of the Constitution, it follows that, in a wide sense, they
all charge a repugnancy of the statute to the 16th Amendment, under the more
immediate sanction of which the statute was adopted.
The various propositions are so intermingled
as to cause it to be difficult to classify them. We are of opinion, however,
that the confusion is not inherent, but rather arises from the conclusion that
the 16th Amendment provides for a hitherto unknown power of taxation; that is,
a power to levy an income tax which, although direct, should not be subject to
the regulation of apportionment applicable to all other direct taxes. And the
far-reaching effect of this erroneous assumption will be made clear by generalizing
the many contentions advanced in argument to support it, as follows: (a) The
Amendment authorizes only a particular character of direct tax without
apportionment, and therefore if a tax is levied under its assumed authority
which does not partake of the characteristics exacted by the Amendment, it is
outside of the Amendment, and is void as a direct tax in the general
constitutional sense because not apportioned. (b) As the Amendment authorizes a
tax only upon incomes 'from whatever source derived,' the exclusion from
taxation of some income of designated persons and classes is not authorized,
and hence the constitutionality of the law must be tested by the general
provisions of the Constitution as to taxation, and thus again the tax is void
for want of apportionment. (c) As the right to tax 'incomes from whatever
source derived' for which the Amendment provides must be considered as exacting
intrinsic uniformity, therefore no tax comes under the authority of the
Amendment not conforming to such standard, and hence all the provisions of the
assailed statute must once more be tested solely under the general and
pre-existing provisions of the Constitution, causing the statute again to be
void in the absence of apportionment. (d) As the power conferred by the
Amendment is new and prospective, the attempt in the statute to make its
provisions retroactively apply is void because, so far as the retroactive
period is concerned, it is governed by the pre-existing constitutional
requirement as to apportionment.
But it clearly results that the proposition
and the contentions under it, if acceded to, would cause one provision of the
Constitution to destroy another; that is, they would result in bringing the
provisions of the Amendment exempting a direct tax from apportionment into
irreconcilable conflict with the general requirement that all direct taxes be
apportioned. Moreover, the tax authorized by the Amendment, being direct, would
not come under the rule of uniformity applicable under the Constitution to other
than direct taxes, and thus it would come to pass that the result of the
Amendment would be to authorize a particular direct tax not subject either to
apportionment or to the rule of geographical uniformity, thus giving power to
impose a different tax in one state or states than was levied in another state
or states. This result, instead of simplifying the situation and making clear
the limitations on the taxing power, which obviously the Amendment must have
been intended to accomplish, would create radical and destructive changes in
our constitutional system and multiply confusion.
But let us by a demonstration of the error of
the fundamental proposition as to the significance of the Amendment dispel the
confusion necessarily arising from the arguments deduced from it. Before
coming, however, to the text of the Amendment, to the end that its significance
may be determined in the light of the previous legislative and judicial history
of the subject with which the Amendment is concerned, and with a knowledge of
the conditions which presumptively led up to its adoption, and hence of the
purpose it was intended to accomplish, we make a brief statement on those
subjects.
That the authority conferred upon Congress by
§ 8 of article 1 'to lay and collect taxes, duties, imposts and excises' is
exhaustive and embraces every conceivable power of taxation has never been
questioned, or, if it has, has been so often authoritatively declared as to
render it necessary only to state the doctrine. And it has also never been
questioned from the foundation, without stopping presently to determine under
which of the separate headings the power was properly to be classed, that there
was authority given, as the part was included in the whole, to lay and collect
income taxes. Again, it has never moreover been questioned that the conceded
complete and all- embracing taxing power was subject, so far as they were
respectively applicable, to limitations resulting from the requirements of art.
1, § 8, cl. 1, that 'all duties, imposts and excises shall be uniform
throughout the United States,' and to the limitations of art I., § 2, cl. 3,
that 'direct taxes shall be apportioned among the several states,' and of art
1, § 9, cl. 4, that 'no capitation, or other direct, tax shall be laid, unless
in proportion to the census or enumeration hereinbefore directed to be taken.'
In fact, the two great subdivisions embracing the complete and perfect
delegation of the power to tax and the two correlated limitations as to such
power were thus aptly stated by Mr. Chief Justice Fuller in Pollock v. Farmers'
Loan & T. Co. 157 U. S. supra, at page 557: 'In the matter of taxation, the
Constitution recognizes the two great classes of direct and indirect taxes, and
lays down two rules by which their imposition must be governed, namely: The
rule of apportionment as to direct taxes, and the rule of uniformity as to
duties, imposts, and excises.' It is to be observed, however, as long ago
pointed out in Veazie Bank v. Fenno, 8 Wall. 533, 541, 19 L. ed. 482, 485, that
the requirements of apportionment as to one of the great classes and of
uniformity as to the other class were not so much a limitation upon the
complete and all-embracing authority to tax, but in their essence were simply
regulations concerning the mode in which the plenary power was to be exerted.
In the whole history of the government down to the time of the adoption of the
16th Amendment, leaving aside some conjectures expressed of the possibility of
a tax lying intermediate between the two great classes and embraced by neither,
no question has been anywhere made as to the correctness of these propositions.
At the very beginning, however, there arose differences of opinion concerning
the criteria to be applied in determining in which of the two great
subdivisions a tax would fall. Without pausing to state at length the basis of
these differences and the consequences which arose from them, as the whole
subject was elaborately reviewed in Pollock v. Farmers' Loan & T. Co. 157
U. S. 429, 39 L. ed. 759, 15 Sup. Ct. Rep. 673, 158 U. S. 601, 39 L. ed. 1108,
15 Sup. Ct. Rep. 912, we make a condensed statement which is in substance taken
from what was said in that case. Early the differences were manifested in
pressing on the one hand and opposing on the other, the passage of an act
levying a tax without apportionment on carriages 'for the conveyance of
persons,' and when such a tax was enacted the question of its repugnancy to the
Constitution soon came to this court for determination. Hylton v. United States,
3 Dall. 171, 1 L. ed. 556. It was held that the tax came within the class of
excises, duties, and imposts, and therefore did not require apportionment, and
while this conclusion was agreed to by all the members of the court who took
part in the decision of the case, there was not an exact coincidence in the
reasoning by which the conclusion was sustained. Without stating the minor
differences, it may be said with substantial accuracy that the divergent
reasoning was this: On the one hand, that the tax was not in the class of
direct taxes requiring apportionment, because it was not levied directly on
property because of its ownership, but rather on its use, and was therefore an
excise, duty, or impost; and on the other, that in any event the class of direct
taxes included only taxes directly levied on real estate because of its
ownership. Putting out of view the difference of reasoning which led to the
concurrent conclusion in the Hylton Case, it is undoubted that it came to pass
in legislative practice that the line of demarcation between the two great
classes of direct taxes on the one hand and excises, duties, and imposts on the
other, which was exemplified by the ruling in that case, was accepted and acted
upon. In the first place this is shown by the fact that wherever (and there
were a number of cases of that kind) a tax was levied directly on real estate
or slaves because of ownership, it was treated as coming within the direct
class and apportionment was provided for, while no instance of apportionment as
to any other kind of tax is afforded. Again the situation is aptly illustrated
by the various acts taxing incomes derived from property of every kind and
nature which were enacted beginning in 1861, and lasting during what may be
termed the Civil War period. It is not disputable that these latter taxing laws
were classed under the head of excises, duties, and imposts because it was
assumed that they were of that character inasmuch as, although putting a tax
burden on income of every kind, including that derived from property real or
personal, they were not taxes directly on property because of its ownership.
And this practical construction came in theory to be the accepted one, since it
was adopted without dissent by the most eminent of the text writers. 1 Kent,
Com. 254, 256; 1 Story, Const. § 955; Cooley, Const. Lim. 5th ed.; Miller,
Constitution, 237; Pom. Const. Law, § 281; 1 Hare, Const. Law, 249, 250;
Burroughs, Taxn. 502; Ordronaux, Constitutional Legislation, 225.
Upon the lapsing of a considerable period
after the repeal of the income tax laws referred to, in 1894 [28 Stat. at L.
509, chap. 349], an act was passed laying a tax on incomes from all classes of
property and other sources of revenue which was not apportioned, and which
therefore was of course assumed to come within the classification of excises,
duties, and imposts which were subject to the rule of uniformity, but not to
the rule of apportionment. The constitutional validity of this law was
challenged on the ground that it did not fall within the class of excises,
duties, and imposts, but was direct in the constitutional sense, and was
therefore void for want of apportionment, and that question came to this court
and was passed upon in Pollock v. Farmers' Loan & T. Co. 157 U. S. 429, 39
L. ed. 759, 15 Sup. Ct. Rep. 673, 158 U. S. 601, 39 L. ed. 1108, 15 Sup. Ct.
Rep. 912. The court, fully recognizing in the passage which we have previously
quoted the allembracing character of the two great classifications, including,
on the one hand, direct taxes subject to apportionment, and on the other,
excises, duties, and imposts subject to uniformity, held the law to be
unconstitutional in substance for these reasons: Concluding that the
classification of direct was adopted for the purpose of rendering it impossible
to burden by taxation accumulations of property, real or personal, except
subject to the regulation of apportionment, it was held that the duty existed
to fix what was a direct tax in the constitutional sense so as to accomplish
this purpose contemplated by the Constitution. (157 U. S. 581.) Coming to
consider the validity of the tax from this point of view, while not questioning
at all that in common understanding it was direct merely on income and only
indirect on property, it was held that, considering the substance of things, it
was direct on property in a constitutional sense, since to burden an income by
a tax was, from the point of substance, to burden the property from which the
income was derived, and thus accomplish the very thing which the provision as
to apportionment of direct taxes was adopted to prevent. As this conclusion but
enforced a regulation as to the mode of exercising power under particular
circumstances, it did not in any way dispute the all-embracing taxing authority
possessed by Congress, including necessarily therein the power to impose income
taxes if only they conformed to the constitutional regulations which were
applicable to them. Moreover, in addition, the conclusion reached in the
Pollock Case did not in any degree involve holding that income taxes
generically and necessarily came within the class of direct taxes on property,
but, on the contrary, recognized the fact that taxation on income was in its
nature an excise entitled to be enforced as such unless and until it was
concluded that to enforce it would amount to accomplishing the result which the
requirement as to apportionment of direct taxation was adopted to prevent, in
which case the duty would arise to disregard form and consider substance alone,
and hence subject the tax to the regulation as to apportionment which otherwise
as an excise would not apply to it. Nothing could serve to make this clearer
than to recall that in the Pollock Case, in so far as the law taxed incomes
from other classes of property than real estate and invested personal property,
that is, income from 'professions, trades, employments, or vocations' (158 U.
S. 637), its validity was recognized; indeed, it was expressly declared that no
dispute was made upon that subject, and attention was called to the fact that
taxes on such income had been sustained as excise taxes in the past. Id. p.
635. The whole law was, however, declared unconstitutional on the ground that
to permit it to thus operate would relieve real estate and invested personal
property from taxation and 'would leave the burden of the tax to be borne by
professions, trades, employments, or vacations; and in that way what was
intended as a tax on capital would remain, in substance, a tax on occupations
and labor' (id. p. 637),--a result which, it was held, could not have been
contemplated by Congress.
This
is the text of the Amendment:
'The Congress shall have power
to lay and collect taxes on incomes, from whatever source derived, without
apportionment among the several states, and without regard to any census or
enumeration.'
It is clear on the face of this text that it does not purport to confer power to levy income taxes in a generic sense,--an authority already possessed and never questioned, --or to limit and distinguish between one kind of income taxes and another, but that the whole purpose of the Amendment was to relieve all income taxes when imposed from apportionment from a consideration of the source whence the income was derived. Indeed, in the light of the history which we have given and of the decision in the Pollock Case, and the ground upon which the ruling in that case was based, there is no escape from the conclusion that the Amendment was drawn for the purpose of doing away for the future with the principle upon which the Pollock Case was decided; that is, of determining whether a tax on income was direct not by a consideration of the burden placed on the taxed income upon which it directly operated, but by taking into view the burden which resulted on the property from which the income was derived, since in express terms the Amendment provides that income taxes, from whatever source the income may be derived, shall not be subject to the regulation of apportionment. From this in substance it indisputably arises, first, that all the contentions which we have previously noticed concerning the assumed limitations to be implied from the language of the Amendment as to the nature and character of the income taxes which it authorizes find no support in the text and are in irreconcilable conflict with the very purpose which the Amendment was adopted to accomplish. Second, that the contention that the Amendment treats a tax on income as a direct tax although it is relieved from apportionment and is necessarily therefore not subject to the rule of uniformity as such rule only applies to taxes which are not direct, thus destroying the two great classifications which have been recognized and enforced from the beginning, is also wholly without foundation since the command of the Amendment that all income taxes shall not be subject to apportionment by a consideration of the sources from which the taxed income may be derived forbids the application to such taxes of the rule applied in the Pollock Case by which alone such taxes were removed from the great class of excises, duties, and imposts subject to the rule of uniformity, and were placed under the other or direct class. This must be unless it can be said that although the Constitution, as a result of the Amendment, in express terms excludes the criterion of source of income, that criterion yet remains for the purpose of destroying the classifications of the Constitution by taking an excise out of the class to which it belongs and transferring it to a class in which it cannot be placed consistently with the requirements of the Constitution. Indeed, from another point of view, the Amendment demonstrates that no such purpose was intended, and on the contrary shows that it was drawn with the object of maintaining the limitations of the Constitution and harmonizing their operation. We say this because it is to be observed that although from the date of the Hylton Case, because of statements made in the opinions in that case, it had come to be accepted that direct taxes in the constitutional sense were confined to taxes levied directly on real estate because of its ownership, the Amendment contains nothing repudiation or challenging the ruling in the Pollock Case that the word 'direct' had a broader significance, since it embraced also taxes levied directly on personal property because of its ownership, and therefore the Amendment at least impliedly makes such wider significance a part of the Constitution,--a condition which clearly demonstrates that the purpose was not to change the existing interpretation except to the extent necessary to accomplish the result intended; that is, the prevention of the resort to the sources from which a taxed income was derived in order to cause a direct tax on the income to be a direct tax on the source itself, and thereby to take an income tax out of the class of excises, duties, and imposts, and place it in the class of direct taxes.
We come, then, to ascertain the merits of the
many contentions made in the light of the Constitution as it now stands; that
is to say, including within its terms the provisions of the 16th Amendment as
correctly interpreted. We first dispose of two propositions assailing the
validity of the statute on the one hand because of its repugnancy to the
Constitution in other respects, and especially because its enactment was not
authorized by the 16th Amendment.
The statute was enacted October 3, 1913, and
provided for a general yearly income tax from December to December of each
year. Exceptionally, however, it fixed a first period embracing only the time
from March 1, to December 31, 1913, and this limited retroactivity is assailed
as repugnant to the due process clause of the 5th Amendment, and as
inconsistent with the 16th Amendment itself. But the date of the retroactivity
did not extend beyond the time when the Amendment was operative, and there can
be no dispute that there was power by virtue of the Amendment during that
period to levy the tax, without apportionment, and so far as the limitations of
the Constitution in other respects are concerned, the contention is not open,
since in Stockdale v. Atlantic Ins. Co. 20 Wall. 323, 331, 22 L. ed. 348, 351,
in sustaining a provision in a prior income tax law which was assailed because
of its retroactive character, it was said:
'The right of Congress to have imposed this tax by a new statute, although the measure of it was governed by the income of the past year, cannot be doubted; much less can it be doubted that it could impose such a tax on the income of the current year, though part of that year had elapsed when the statute was passed. The joint resolution of July 4th, 1864 [13 Stat. at L. 417], imposed a tax of 5 per cent upon all income of the previous year, although one tax on it had already been paid, and no one doubted the validity of the tax or attempted to resist it.'
The statute provides that the tax should not apply to enumerated organizations or corporations, such as labor, agricultural or horticultural organizations, mutual savings banks, etc., and the argument is that as the Amendment authorized a tax on incomes 'from whatever source derived,' by implication it excluded the power to make these exemptions. But this is only a form of expressing the erroneous contention as to the meaning of the Amendment, which we have already disposed of. And so far as this alleged illegality is based on other provisions of the Constitution, the contention is also not open, since it was expressly considered and disposed of in Flint v. Stone Tracy Co. 220 U. S. 108, 173, 55 L. ed. 389, 422, 31 Sup. Ct. Rep. 342, Ann. Cas. 1912B, 1312.
Without expressly stating all the other
contentions, we summarize them to a degree adequate to enable us to typify and
dispose of all of them.
1. The statute levies one tax called a normal
tax on all incomes of individuals up to $20,000, and from that amount up, by
gradations, a progressively increasing tax, called an additional tax, is
imposed. No tax, however, is levied upon incomes of unmarried individuals
amounting to $3,000 or less, nor upon incomes of married persons amounting to
$4,000 or less. The progressive tax and the exempted amounts, it is said, are
based on wealth alone, and the tax is therefore repugnant to the due process
clause of the 5th Amendment.
2. The act provides for collecting the tax at
the source; that is, makes it the duty of corporations, etc., to retain and pay
the sum of the tax on interest due on bonds and mortgages, unless the owner to
whom the interest is payable gives a notice that he claims an exemption. This
duty cast upon corporations, because of the cost to which they are subjected,
is asserted to be repugnant to due process of law as a taking of their property
without compensation, and we recapitulate various contentions as to discrimination
against corporations and against individuals, predicated on provisions of the
act dealing with the subject.
(a) Corporations indebted upon coupon and
registered bonds are discriminated against, since corporations not so indebted
are relieved of any labor or expense involved in deducting and paying the taxes
of individuals on the income derived from bonds.
(b) Of the class of corporations indebted as
above stated, the law further discriminates against those which have assumed
the payment of taxes on their bonds, since although some or all of their
bondholders may be exempt from taxation, the corporations have no means of
ascertaining such fact, and it would therefore result that taxes would often be
paid by such corporations when no taxes were owing by the individuals to the
government.
(c) The law discriminates against owners of
corporate bonds in favor of individuals none of whose income is derived from
such property, since bondholders are, during the interval between the deducting
and the paying of the tax on their bonds, deprived of the use of the money so
withheld.
(d) Again, corporate bondholders are
discriminated against because the law does not release them from payment of
taxes on their bonds even after the taxes have been deducted by the
corporation, and therefore if, after deduction, the corporation should fail,
the bondholders would be compelled to pay the tax a second time.
(e) Owners of bonds the taxes on which have
been assumed by the corporation are discriminated against because the payment
of the taxes by the corporation does not relieve the bondholders of their duty
to include the income from such bonds in making a return of all income, the
result being a double payment of the taxes, labor and expense in applying for a
refund, and a deprivation of the use of the sum of the taxes during the
interval which elapses before they are refunded.
3. The provision limiting the amount of
interest paid which may be deducted from gross income of corporations for the
purpose of fixing the taxable income to interest on indebtedness not exceeding
one half the sum of bonded indebtedness and paidup capital stock is also
charged to be wanting in due process because discriminating between different
classes of corporations and individuals.
4. It is urged that want of due process
results from the provision allowing individuals to deduct from their gross
income dividends paid them by corporations whose incomes are taxed, and not
giving such right of deduction to corporations.
5. Want of due process is also asserted to
result from the fact that the act allows a deduction of $3,000 or $4,000 to
those who pay the normal tax, that is, whose incomes are $20,000 or less, and
does not allow the deduction to those whose incomes are greater than $20,000;
that is, such persons are not allowed, for the purpose of the additional or
progressive tax, a second right to deduct the $3,000 or $4,000 which they have
already enjoyed. And a further violation of due process is based on the fact
that for the purpose of the additional tax no second right to deduct dividends
received from corporations is permitted.
6. In various forms of statement, want of due
process, it is moreover insisted, arises from the provisions of the act
allowing a deduction for the purpose of ascertaining the taxable income of
stated amounts, on the ground that the provisions discriminate between married
and single people, and discriminate between husbands and wives who are living
together and those who are not.
7. Discrimination and want of due process
result, it is said, from the fact that the owners of houses in which they live
are not compelled to estimate the rental value in making up their incomes,
while those who are living in rented houses and pay rent are not allowed, in
making up their taxable income, to deduct rent which they have paid, and that
want of due process also results from the fact that although family expenses
are not, as a rule, permitted to be deducted from gross, to arrive at taxable,
income, farmers are permitted to omit from their income return certain products
of the farm which are susceptible of use by them for sustaining their families
during the year.
So far as these numerous and minute, not to
say in many respects hypercritical, contentions are based upon an assumed violation
of the uniformity clause, their want of legal merit is at once apparent, since
it is settled that that clause exacts only a geographical uniformity, and there
is not a semblance of ground in any of the propositions for assuming that a
violation of such uniformity is complained of. Knowlton v. Moore, 178 U. S. 41,
44 L. ed. 969, 20 Sup. Ct. Rep. 747; Patton v. Brady, 184 U. S. 608, 622, 46 L.
ed. 713, 720, 22 Sup. Ct. Rep. 493; Flint v. Stone Tracy Co. 220 U. S. 107,
158, 55 L. ed. 389, 416, 31 Sup. Ct. Rep. 342, Ann. Cas. 1912B, 1312; Billings
v. United States, 232 U. S. 261, 282, 58 L. ed. 596, 605, 34 Sup. Ct. Rep. 421.
So far as the due process clause of the 5th
Amendment is relied upon, it suffices to say that there is no basis for such
reliance, since it is equally well settled that such clause is not a limitation
upon the taxing power conferred upon Congress by the Constitution; in other
words, that the Constitution does not conflict with itself by conferring, upon
the one hand, a taxing power, and taking the same power away, on the other, by
the limitations of the due process clause. Treat v. White, 181 U. S. 264, 45 L.
ed. 853, 21 Sup. Ct. Rep. 611; Patton v. Brady, 184 U. S. 608, 46 L. ed. 713,
22 Sup. Ct. Rep. 493; McCray v. United States, 195 U. S. 27, 61, 49 L. ed. 78,
97, 24 Sup. Ct. Rep. 769, 1 Ann. Cas. 561; Flint v. Stone Tracy Co. 220 U. S.
107, 158, 55 L. ed. 389, 416, 31 Sup. Ct. Rep. 342, Ann. Cas. 1912B, 1312;
Billings v. United States, 232 U. S. 261, 282, 58 L. ed. 596, 605, 34 Sup. Ct.
Rep. 421. And no change in the situation here would arise even if it be
conceded, as we think it must be, that this doctrine would have no application
in a case where, although there was a seeming exercise of the taxing power, the
act complained of was so arbitrary as to constrain to the conclusion that it
was not the exertion of taxation, but a confiscation of property; that is, a
taking of the same in violation of the 5th Amendment; or, what is equivalent
thereto, was so wanting in basis for classification as to produce such a gross
and patent inequality as to inevitably lead to the same conclusion. We say this
because none of the propositions relied upon in the remotest degree present
such questions. It is true that it is elaborately insisted that although there
be no express constitutional provision prohibiting it, the progressive feature
of the tax causes it to transcend the conception of all taxation and to be a
mere arbitrary abuse of power which must be treated as wanting in due process.
But the proposition disregards the fact that in the very early history of the
government a progressive tax was imposed by Congress, and that such authority
was exerted in some, if not all, of the various income taxes enacted prior to
1894 to which we have previously adverted. And over and above all this the
contention but disregards the further fact that its absolute want of foundation
in reason was plainly pointed out in Knowlton v. Moore, 178 U. S. 41, 44 L. ed.
969, 20 Sup. Ct. Rep. 747, and the right to urge it was necessarily foreclosed
by the ruling in that case made. In this situation it is, of course,
superfluous to say that arguments as to the expediency of levying such taxes,
or of the economic mistake or wrong involved in their imposition, are beyond
judicial cognizance. Besides this demonstration of the want of merit in the
contention based upon the progressive feature of the tax, the error in the
others is equally well established either by prior decisions or by the adequate
bases for classification which are apparent on the face of the assailed
provisions; that is, the distinction between individuals and corporations, the
difference between various kinds of corporations, etc., etc. Ibid.; Flint v.
Stone Tracy Co. 220 U. S. 107, 158, 55 L. ed. 389, 416, 31 Sup. Ct. Rep. 342,
Ann. Cas. 1912B, 1312; Billings v. United States, 232 U. S. 261, 282, 58 L. ed.
596, 605, 34 Sup. Ct. Rep. 421; First Nat. Bank v. Kentucky, 9 Wall. 353, 19 L.
ed. 701; National Safe Deposit Co. v. Stead, 232 U. S. 58, 70, 58 L. ed. 504,
510, 34 Sup. Ct. Rep. 209. In fact, comprehensively surveying all the
contentions relied upon, aside from the erroneous construction of the Amendment
which we have previously disposed of, we cannot escape the conclusion that they
all rest upon the mistaken theory that although there be differences between
the subjects taxed, to differently tax them transcends the limit of taxation
and amounts to a want of due process, and that where a tax levied is believed
by one who resists its enforcement to be wanting in wisdom and to operate
injustice, from that fact in the nature of things there arises a want of due
process of law and a resulting authority in the judiciary to exceed its powers
and correct what is assumed to be mistaken or unwise exertions by the legislative
authority of its lawful powers, even although there be no semblance of warrant
in the Constitution for so doing.
We have not referred to a contention that
because certain administrative powers to enforce the act were conferred by the
statute upon the Secretary of the Treasury, therefore it was void as
unwarrantedly delegating legislative authority, because we think to state the
proposition is to answer it. Marshall Field & Co. v. Clark, 143 U. S. 649,
36 L. ed. 294, 12 Sup. Ct. Rep. 495; Buttfield v. Stranahan, 192 U. S. 470,
496, 48 L. ed. 525, 535, 24 Sup. Ct. Rep. 349; Oceanic Steam Nav. Co. v.
Stranahan, 214 U. S. 320, 53 L. ed. 1013, 29 Sup. Ct. Rep. 671.
Affirmed.
Mr. Justice McReynolds took no part in the
consideration and decision of this case.